Exam 3  Review


Exam 3 will be worth 100 points.
Exam date: 

It will cover chapters 10-11 and 12 (online version) in the textbook, 1-8 in Malkiel.

Makeup of Exam
The exam will have 20-30 multiple choice and 3-5 essay/problems.

Exam Topics

Stock and stock market characteristics

Exchanges

IPOs

Stock market regulation (and SOX)

Stock orders (market, limit,etc..)

Selling short

Buying on margin

Weak-form efficient market theory and how to test it.

Semi-strong-form efficient market theory and how to test it.

Strong-form efficient market theory and how to test it.

CAPM

Discounted Cash Flow (Dividend) Models

Interaction of CAPM and DCF

Firm Foundation Theory

Technical vs Fundamental Analysis

Study Hints
1. Read the Malkiel chapters.
2. Do all in-class problems
3. Read your notes associated with the numerous in-class handouts

Email me with questions.